Function

Introduction

In a production process a number of source materials, including a biological source, are combined in different (subsequent) process steps to produce a final vaccine product. In the upstream process the biological source organism is amplified to produce a crude harvest. In the downstream process the crude intermediate product – typically recombinant antigens or entire pathogens – are purified to yield a bulk vaccine product. The final formulation completes the production process, for example combining antigens and adjuvant in a defined stable formulation for long term storage. The storage and distribution, possible reconstitution of vaccine, and final administration is not directly included in the Staqe Gate specific criteria of the TB vaccine development pathway. Some comments on these items are included here in the guidance sections of the Pathway.    

In the Pathway, a general description is provided of how a process evolves from the lab into a vaccine manufacturing facility, together with the increased level of control from a target (small-scale in the lab) process towards a market scale standardised process with validated specifications (also refer to function ‘Product Characterisation and quality’). The process should be efficient (low cost, high yield) and robust (simple, reproducible).

Guidelines on process and production of vaccines are among others: ICH Q7- Good Manufacturing Practice Guide for Active Pharmaceutical Ingredients, Nov 2000, including chapter 12 on Validation (ICH Q7), ICH Q8 Pharmaceutical Development, August 2009 (ICH Q8), ICH Q11 Development and Manufacture of Drug Substances (chemical entities and biotechnological/biological entities), May 2012 (ICH Q11), ICH Q2, Validation of Analytical Procedures: Text and Methodology, Nov 2005 (ICH Q2), EMA guidelines on adjuvant in vaccines, on quality aspects and on quality, non-clinical and clinical aspects of live viral vectored vaccines and Liposome Drug Products FDA Guidance.  

Vaccine technology specific considerations

The various vaccine platforms that serve as a basis for TB vaccine development require distinct manufacturing processes, both for the drug substance and the drug product. Some of these specificities apply to entire vaccine classes and technology platforms and these include inactivation procedures, use of excipients, adjuvant formulations, production yields of viral vectors, or the development of synthetic production processes for nucleic acid-based vaccines.

References of possible interest:

Josefsberg and Buckland 2012.

·      N. Garçon,M. Friede, Evolution of Adjuvants Across the Centuries, Chapter 6, pp 61-74, inS.A. Plotkin, P.A. Offit, W.A. Orenstein, K.M. Edwards (eds),Vaccines, 7th edition, Elsevier 2018.

·      S.S. Ahmed, R.W. Ellis, Rino Rappuoli, Technologies for Making New Vaccines,chapter 66, pp.1283-1304, in Plotkin 7th ed.

·      D.B. Weiner, G.J. Nabel, Development of Gene-Based Vectors forImmunization, chapter 67, pp 1305-1319, in Plotkin 7th ed.

TB vaccine target population considerations

For specific product indications, the developers should consider if extra focus is needed for specific areas of process development. For example, a BCG replacement vaccine for neonates/ infants should use BCG as the benchmark when considering cost of goods. The size of the target population for a specific indication, the expected market share, and the amount of product needed to formulate an effective dose will determine the required volume and scale of the process (see also functions ‘Business development, Legal and IP’ and ‘Market Access and Implementation’).

Stage 
A
Perform discovery, safety, immunogenicity and efficacy evaluation in initial animal model
Gate 
A
Progress to proof of concept (POC) studies in animals
Main Activities
  • Select expression system and lab-scale production process for generating pre-clinical material
  • Select specific strain
CRITERIA REQUIRED
  • Suitable expression system and process that can produce target product quantity and quality selected
  • Specific strain(s) selected and history recorded
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Guidance

The criteria to select the production technology, beside in-house knowledge and experience, should be the target quality and quantity of the vaccine to be produced. It will influence the decision for the biological expression system and associated target production process that can deliver the target product criteria. Different production processes can be evaluated for suitability with a non-standardised monitoring of product quantity and quality (research quality). The most critical step is the selection of the biological expression system, as it determines the upstream part of the process and quality features of the product.

An initial step is the selection of strain(s). It is important to document the history of the strain as it will become the source of the Master Cell Bank (MCB) and Working Cell Bank (WCB), or the Master Virus Seed (MVS) and Working Virus Seed (WVS) for viral vectors.

A target cGMP compliant process exists for BCG suspension cells and this process could be used as the platform technology for the development of a production process for modified BCG and attenuated Mycobacterium tuberculosis (Mtb) vaccines (WHO recommendations BCG vaccines, 2013). Note that the traditional method of pellicle culture of BCG which was established in the pre-GMP era is difficult to match with cGMP guidelines.

At the end of this stage, an expression system and lab-scale process must be selected and used to produce pre-clinical R&D material. This process should, in theory, be based upon initial tests, literature and previous projects, and deliver the estimated quantity and quality of the TB vaccine candidate(s).

Stage 
B
Perform POC studies in animals
Gate 
B
Progress to Pre-Clinical
Main Activities
  • Demonstrate feasibility of process at lab scale
CRITERIA REQUIRED
  • Process demonstrated to be feasible at lab scale
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Guidance

The process parameters are explored and optimised at lab scale. Examples of parameters for cell culture are the expansion of cells, temperature, oxygen, pH, stirrer speed, and concentration of metabolites and vaccine product. For down-stream process (DSP), examples of parameters are temperature, flow rate, salt concentration, or column height for ion-exchange column chromatography. Critical parameters for each step of the process must be identified, and optimum set points and ranges defined experimentally. Critical are the yield, purity and stability of intermediate products.

Caution must be taken with raw material used for culture media and buffers. Lots of raw material should be evaluated to control input and identify potential sources of variation to establish specifications that will support a stable process performance and product quality. The same is true for the cells (expression system/ biological source organism) that are used to produce antigen, which must be stable for multiple production runs. A risk assessment would be appropriate to estimate the potential impact of process variations on product quality (based on literature, other development projects, and regulatory requirements).

The product quantity (yield) is optimised assuming that the product quality will not change, which will be demonstrated later. The selected set-points for the different process steps is confirmed with product testing in animals.

The cost of production of the antigen and its vaccine formulation can be calculated, and, combined with yield and dose, provide information on 'Cost of Goods (CoG)’. In addition, a risk assessment is performed to indicate areas where there is insufficient control, which have to be addressed in following development steps to mitigate these risks.

References and links to Guidelines on process and production of vaccines can be found here.

Stage 
C
Perform Pre-Clinical evaluations
Gate 
C
Progress to preparation for Phase 1, First-In-Human
Main Activities
  • Develop and assess feasibility and reproducibility of manufacturing process at pilot scale (e.g. multiple pilot scale runs). If needed, minor revisions to process can be applied, within process specifications and TPP
  • Fix the process at pilot scale
  • Evaluate real-time and accelerated stability on a pilot-scale lot of a Drug Product (DP)
  • Identify a Good Manufacturing Practices (GMP) facility
  • Calculate estimation of production costs for the antigen and formulated vaccine product
  • Estimate Cost of Goods (CoGs)
CRITERIA REQUIRED
  • Reproducibility acceptable; quantity and quality of product meets pre-defined feasibility criteria (TPP)
  • Process at pilot scale fixed
  • First stability data meets pre-set feasibility criteria (TPP)
  • GMP facility identified
  • Production costs estimated
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Guidance

The process is scaled up from lab-scale to pilot, at a scale calculated to generate sufficient material for toxicity studies and Phase 1 / 2 clinical studies.

MCB and WCB, or a combination of Master and Working Virus Seed Lot combined with a MCB and WCB of complementary host cells, are manufactured according to cGMP guidelines or equivalent quality level. After determining feasibility of the pilot-scale process performed with cells from the WCB, vials are sent for release testing.

Standardised production runs at pilot scale (pre-GMP runs) will confirm feasibility and reproducibility. Indeed, by demonstrating that repeated runs can be performed within certain ranges around the set-points for the relevant process parameters, the reproducibility of the process (or process steps) is established, as required for the pilot process according to GMP guidelines. The variation obtained in parameters which are considered critical should be within the ranges tested at lab scale. At the end of this Stage, the selected process now at pilot scale, can produce the right quantity of product with the correct quality (drug substance and contaminants) and, no further adjustments are required. Also, at this stage additional information on Cost of Goods could be gathered based on the standardised pilot process.

At the end of this stage, the process is fixed for manufacturing of Phase 1 GMP material. Later changes in the process can be required. It will have to be demonstrated that the implemented process changes do not affect the product quality attributes (product comparability). For TB vaccine candidates, later changes in the production process would likely need clinical bridging studies.

Stage 
D
Perform GMP and toxicity studies and prepare Clinical Trial Application
Gate 
D
Progress to First-In-Human/Phase1
Main Activities
  • Complete technical transfer to GMP manufacturer and develop manufacturing process (pilot and/or Phase 1 scale) for production of (DS) and formulation of (DP)
  • Manufacture Good Manufacturing Practices (GMP) Master and Working seeds and banks
  • Produce a batch for toxicology studies (pre-GMP or GMP)
  • Qualify process for safety-related aspects (adventitious agents, mycoplasma, sterility)
  • Produce GMP Clinical Trial Material (CTM) for FIH, in sufficient quantity to support FIH/Phase 1, Toxicology, QC, archives and possibly Phase 2
  • Estimate Cost of Goods (CoGs)
CRITERIA REQUIRED
  • Manufacturing process at Phase 1 scale locked
  • Master and Working seeds and banks produced under GMP, released for cGMP
  • Batch for toxicology studies produced with a process equivalent to the process used in GMP
  • Safety-related aspects of the process qualified
  • FIH CTM produced under GMP, in sufficient quantity.
  • Preliminary estimation of CoGs available
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Guidance

At the end of the pre-clinical development, a detailed report presents the production process with a rationale for each specified step and data. The standardised production process is also described in concept documents (standard procedures and production protocols). From this point, the process is fixed and can be transferred to Manufacturing and documents used for Tech transfer.

The MCB and WCB now have to be released for use in production runs according to cGMP. The Phase 1 material is produced according to cGMP and to pre-set criteria generated previously. The documents are approved by production experts and QA.

At this stage the estimate of Cost of Goods can be calculated and confirmed based on the standardised pilot process.

Stage 
E
Perform, First-in-human/Ph1
Gate 
E
Progress to Ph2
Main Activities
  • Optimise process, as necessary. For well-characterised product as confirmed by Critical Quality Attributes (CQA); for less defined product, optimisation within existing specified ranges.
  • Document changes and deviations
  • Manufacture Good Manufacturing Practices (GMP) Phase2 Clinial Trial Material (CTM), if necessary
  • Define strategy for the scale-up of the process (including formulation) up to commercial batches, perform and validate the scale up as relevant
  • Update Cost Of Goods estimation
CRITERIA REQUIRED
  • Process performing according to the preset procedures and specifications
  • Process changes and deviations documented
  • GMP Phase2 CTM available
  • Process (including formulation) finalised at relevant scale by process and scale up validation according to strategy (and including risk assessment)
  • Estimated CoGs updated
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Guidance

Further process development involving scale-up towards targeted market scale and process validation are the aims of Stage E.

A live attenuated TB vaccine is used as an example. The anticipated clinical dose is relatively low and, therefore, the scale could be 10 to 100L bioreactors, even for vaccines requiring multi-million doses because one mL of reactor volume could contain 10 (to the power of 6) doses. Minimal purification is required with low impact on yield, although loss can be caused by lyophilisation. A contrasting example is that of a non-live vaccine where the equivalent reactor volume (1 mL) is unlikely to produce a similar number of purified antigen doses as a live vaccine.

Assuming a down-stream process yield of 50%, and target dose of 10 µg, it means that for a multi-million dose requirement multiple 1000L reactor runs would be needed. In any event, the scale-up process for commercial batches should be defined at this stage.

Stage 
F
Perform Ph2 (including Pre-POC) studies
Gate 
F
Progress to Ph2b Efficacy
Main Activities
  • Increase scale of the process, if required, for commercial batches
  • Update Cost of Goods
CRITERIA REQUIRED
  • Commercial scale-up process determined
  • Cost of Goods updated
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Guidance

Activities related to process development, scale up and validation described in Stage E continue during Stage F, up to process and scale for Phase 3 / commercial product.

Stage 
G
Perform Ph2b Efficacy
Gate 
G
Progress to Ph3
Main Activities
  • Plan manufacturing CTM batch for Phase 3
  • Develop commercial strategy, establish final commercial-scale manufacturing process and scale up manufacturing to commercial level
  • Process validation: demonstrate that ranges for given specifications are valid
  • Plan manufacturing runs for consistency
  • Validate facilities and equipment used
  • Confirmation of cost of goods at commercial scale
CRITERIA REQUIRED
  • Plan for manufacturing Phase 3 CTM available
  • Manufacturing strategy defined, process and manufacturing scaled and established at commercial level
  • Plan for consistency runs finalised
  • Process validation: specifications for process at relevant scale proven
  • Facilities and equipment validated
  • Cost of goods at commercial scale are within acceptable range
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Guidance

The process must be validated at this stage. For validation, it is recommended to use a down-scale model, where the set-points and specified ranges are confirmed for each unit process by monitoring the Critical Quality Attributes (CQA). If this model cannot be used, the multiple runs performed at a larger scale must demonstrate that the product meets pre-set criteria (CQA as recorded in the Bill of Testing, Quality Target Product Profile) and that critical process parameters stay within the original ranges tested during preclinical development. Otherwise, rework is required to implement a revised process, possibly besides process development and validations, running the risk of requirement for bridging clinical studies.

The final developed process and scale are used for the manufacturing of Phase 3 material. It has reached a stage close to the volume required for manufacturing for the market. The 3-5 consecutive consistency runs performed at market scale (according to GMP guidelines) finalise the process validation work and will also generate the vaccine product to be used for Phase 3. Now is also the time to perform the calculation of Cost of Goods for the large scale production process.

Stage 
H
Perform Ph3 and analyse Ph3 data
Gate 
H
Progress to preparation of Market Authorization Application (MAA)
Main Activities
  • Manufacture Clinical Trial Material (CTM) for Phase 3
  • Prepare consistency batches of vaccine (final formulation, at market scale) for Phase 3
  • Document consistency between batches and confirm consistency of process
CRITERIA REQUIRED
  • Phase 3 material produced with no major out-of-specs for the production process
  • Consecutive consistency runs completed and product batches for Phase 3 testing available
  • Consistency between batches documented, confirming process consistency
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Guidance

Provided that all pre-set criteria for product and process are confirmed, meaning that no major out-of-specification issues occurred, the production process can be executed for routine manufacturing.

Stage 
I
Register vaccine with relevant Regulatory Authorities
Gate 
I
Obtain MA and Progress to launch
Main Activities
  • Finalise CMC section of the MAA dossier
  • Manufacture commercial lots in launch facility
  • Secure capacity, equipment, resources, raw material for sustainable manufacturing and delivery of required amount of vaccines
CRITERIA REQUIRED
  • CMC section of the MAA dossier completed
  • Commercial lots manufactured
  • All elements for manufacturing secured
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Guidance

As for the production of product batches for Phase 3 (and final process validation), the initial vaccine product batches as commercial lots are produced.

An inventory and control system must be in place for the storage of biological source (master and working seeds), raw materials, in-process controls, reference standards, and purified product. The control system will have incorporated information of validation studies determining the stability of the different materials under the specified storage conditions. For the biological source stocks, the shelf life is often so long that it cannot be determined exactly and a new Working Seed Lot will be generated from the Master Seed lot when the vials of the existing Working Seed Lot have been (nearly) used for routine manufacturing. For the product reference standard, the shelf life will be generally coupled to the shelf life for the vaccine product.

Stage 
J
Launch
Gate 
J
Implement vaccination programs
Main Activities
  • Operate routine manufactory
  • Set a Quality Management System for trouble shooting, including CAPA
CRITERIA REQUIRED
  • Manufacturing plant operating at initial commercial scale
  • QMS in place
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Guidance

For the routine production of vaccine product for the market, a production plant has to be available. For attenuated live strains of Mtb or BCG it is likely to be a dedicated production facility. For a subunit vaccine product, campaign-wise production after change-over in a multi-purpose facility could be considered, also linked to the required volumes.

All the resources required for sustainable delivery of a sufficient amount of product need to be secured at the correct quality level. This includes trained personnel, approved documentation, released seed stocks, raw materials and disposables, and validated production equipment. In addition, a system to effectively deal with deviations has to be in place (Corrective actions/Preventive actions for all types of failures, CAPA).

To support routine manufacturing the resources for long term QC activities need to be secured, at the required quality level (raw materials/ reagents, trained personnel, equipment, reference standards).